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Securities Litigation

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Attorneys at Ostler & Thompson are skilled litigators who understand security litigation matters. We have experience concerning public and private securities offerings and filings, fraud, disclosure issues, regulatory matters and litigation arising and relating to all facets of security matters. Our clients include investors, securities issuers, securities broker/dealers, investment advisers, reporting companies, investment funds, registered representatives, associated persons and affiliates. We represent clients in investigations and enforcement proceedings conducted by the Securities and Exchange Commission, the Financial Industry Regulatory Authority and state securities agencies, including the Utah Division of Securities.